Announcement PDF Application for quotation of +securities Announcement Summary Entity name COGSTATE LTD Announcement Type New announcement Date of this announcement Friday December 22, 2023 The +securities to be quoted are: +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date CGS ORDINARY FULLY PAID 33,333 01/11/2023 CGS ORDINARY FULLY PAID 105,000 30/10/2023 CGS ORDINARY FULLY PAID 250,000 09/11/2023 Refer to next page for full details of the announcement Application for quotation of +securities 1 / 12 Application for quotation of +securities Part 1 - Entity and announcement details 1.1 Name of entity COGSTATE LTD We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type Registration number ABN 80090975723 1.3 ASX issuer code CGS 1.4 The announcement is New announcement 1.5 Date of this announcement 22/12/2023 Application for quotation of +securities 2 / 12 Application for quotation of +securities Part 2 - Type of Issue 2.1 The +securities to be quoted are: +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") Application for quotation of +securities 3 / 12 Application for quotation of +securities Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description CGSAW : OPTION EXPIRING 30-APR-2025 EX 32C TO (Existing Class) ASX +security code and description CGS : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 1/11/2023 1/11/2023 33,333 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? Yes The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No Issue date 1/11/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Application for quotation of +securities 4 / 12 Application for quotation of +securities Issue details Number of +securities to be quoted 33,333 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.32000000 Any other information the entity wishes to provide about the +securities to be quoted Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description CGSAX : OPTION EXPIRING 15-SEP-2025 EX 69C TO (Existing Class) ASX +security code and description CGS : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 30/10/2023 30/10/2023 35,000 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No Application for quotation of +securities 5 / 12 Application for quotation of +securities Issue date 30/10/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 35,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.69000000 Any other information the entity wishes to provide about the +securities to be quoted Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description CGSAY : OPTION EXPIRING 15-SEP-2025 EX 69C TO (Existing Class) ASX +security code and description CGS : ORDINARY FULLY PAID Application for quotation of +securities The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 30/10/2023 30/10/2023 6 / 12 Application for quotation of +securities Please state the number of options that were exercised or other +convertible securities that were converted 70,000 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No Issue date 30/10/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Application for quotation of +securities 7 / 12 Application for quotation of +securities Issue details Number of +securities to be quoted 70,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.69000000 Any other information the entity wishes to provide about the +securities to be quoted Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description CGSAZ : OPTION EXPIRING 31-OCT-2025 EX $0.78 TO (Existing Class) ASX +security code and description CGS : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 6/11/2023 9/11/2023 250,000 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No Application for quotation of +securities 8 / 12 Application for quotation of +securities Issue date 9/11/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 250,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.78000000 Any other information the entity wishes to provide about the +securities to be quoted Section 4.1 CGS shares on issue = 171,369,328, being 173,229,395 less 1,860,067 share cancellation as per App 3H released prior to this App 2A Application for quotation of +securities 9 / 12 Application for quotation of +securities Application for quotation of +securities 10 / 12 Application for quotation of +securities Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) Total number of +securities on issue ASX +security code and description CGS : ORDINARY FULLY PAID 173,229,395 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) Total number of +securities on issue ASX +security code and description CGSAU : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES CGSAW : OPTION EXPIRING 30-APR-2025 EX 32C 3,750,000 0 CGSAAC : OPTION EXPIRING 28-FEB-2026 EX $0.993 100,000 CGSAAD : OPTION EXPIRING 28-AUG-2026 EX $0.993 150,000 CGSAAE : OPTION EXPIRING 31-AUG-2026 EX $2.51 2,490,000 CGSAAH : OPTION EXPIRING 20-JUN-2028 EX $1.71 467,188 CGSAAI : PERFORMANCE RIGHTS 352,569 CGSAX : OPTION EXPIRING 15-SEP-2025 EX 69C 426,692 CGSAY : OPTION EXPIRING 15-SEP-2025 EX 69C 895,103 CGSAZ : OPTION EXPIRING 31-OCT-2025 EX $0.78 450,000 CGSAAA : OPTION EXPIRING 28-FEB-2026 EX $1.00 300,000 CGSAAB : OPTION EXPIRING 28-AUG-2026 EX $1.00 700,000 CGSAAF : OPTION EXPIRING 31-AUG-2026 EX $1.00 400,000 Application for quotation of +securities 11 / 12 Application for quotation of +securities CGSAAG : OPTION EXPIRING 27-OCT-2026 EX $2.379 Application for quotation of +securities 1,000,000 12 / 12