Change of Director's Interest Notice - BOC
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Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Cogstate Limited
ABN
80 090 975 723
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Bradley O’Connor
Date of last notice
08 March 2023
Part 1 – Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
1. Direct
2. Direct
3. Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
1. N/A
2. N/A
3. As beneficiary of O’Connor
Superannuation Fund, registered
holder: Ronnocob Pty Ltd
Date of change
10 September 2024
No. of securities held prior to change
1. Ordinary Shares: 3,488,429
2. Employee Options: 3,250,000
3. Ordinary Shares: 949,673
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Class
1. Ordinary Shares
2. Employee Options
3. Ordinary Shares
Number acquired
1. 1,000,000 Ordinary Shares
2. Nil
3. Nil
Number disposed
1. Nil
2. 1,000,000 Employee Options
3. Nil
Value/Consideration
1. $340,000
2. N/A
3. N/A
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change
1. Ordinary Shares: 4,488,429
2. Employee Options: 2,250,000
3. Ordinary Shares: 949,673
Nature of change
1. Issue of shares upon exercise of
employee options
2. Exercise of employee options
3. N/A
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Interest after change
N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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