Change in substantial shareholding from AEF
Released
Released
Announcement PDF
t 02 8276 6288 e enquiries@australianethical.com.au p GPO Box Centre Sydney, GPO Box 8, Sydney NSW 2001
Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949 australianethical.com.au
3 July 2026
Market Announcements Office
ASX Limited
Exchange Centre
39 Martin Place
SYDNEY NSW 2000
Notice of change of interests of substantial hold er
Attached is a Form 60 4 Notice of change of interests of a substantial shareholder in relation to
Co gstate Limited completed by Aus tralian Ethical Investment Limited.
Yours faithfully,
Authorised by Karen Hughes
Company Secretary
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme COGSTATE LIMITED
ACN/ARSN 090 975 723
1. Details of substantial holder (1)
Name State Street Australia Ltd ACF Australian Ethical Investment Limited
ABN 21 002 965 200
There was a change in the interests of the substantial holder on 01/07/2026
The previous notice was given to the company on 29/09/2025
The previous notice was dated 29/09/2025
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the
substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give
a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person’s votes (5) Voting power (6) Person’s votes (5) Voting power (6)
Ordinary Shares 15,497,400 9.05% 13,583,230 8.00%
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in
voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding
notice to the company or scheme are as follows:
Date of
Change
Person whose
relevant interest
changed
Nature of
Change (6)
Consideration given in
relation to change (7)
Class and number of
securities affected
Person's
votes affected
Please refer
to Annexure
A
3. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
State Street
Australia Ltd
State Street
Australia Ltd ACF
Australian Ethical
Investment
State Street Australia
Ltd ACF Australian
Ethical Investment
Holder of
security
13,583,230
Ordinary F/P
8.00%
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4. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
5. Addresses
The addresses of persons named in this form are as follows:
Name Address
State Street Australia Ltd Level 14, 420 George Street, Sydney, NSW 2000
Australian Ethical Investment Limited GPO Box Centre Sydney, GPO Box 8, Sydney NSW 2001
Signature
Print name: Robert Bush
Capacity: Head of Fund Accounting
Sign here: Date: 03/07/2025
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If
the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names and addresses of members is clearly set out in
paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B (7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written
statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which
the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even
if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding
notice.
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